توضیحاتی در مورد کتاب Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling
نام کتاب : Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling
عنوان ترجمه شده به فارسی : اصلاح حمایت از سرمایه گذاران خرده شرکت: تنظیم مقررات برای جلوگیری از فروش نادرست
سری : Hart Studies in Commercial and Financial Law
نویسندگان : Diane Bugeja
ناشر : Hart Publishing
سال نشر : 2019
تعداد صفحات : 251
ISBN (شابک) : 9781509925865 , 9781509925872
زبان کتاب : English
فرمت کتاب : pdf
حجم کتاب : 3 مگابایت
بعد از تکمیل فرایند پرداخت لینک دانلود کتاب ارائه خواهد شد. درصورت ثبت نام و ورود به حساب کاربری خود قادر خواهید بود لیست کتاب های خریداری شده را مشاهده فرمایید.
فهرست مطالب :
Preface and Acknowledgements\nTable of Contents\nList of Acronyms and Abbreviations\nTable of Cases\nTable of Legislation\nPART I: THE ILLUSION OF UNIFORMITY\n 1. Breadth of Investor Protection Regulation\n I. Why Regulate to Protect Retail Investors?\n II. Categorising Retail Investors\n III. The IRHPs Mis-selling Scandal\n IV. The Case for Reform\n V. Brexit Considerations\n 2. Understanding Corporate Retail Investors and their Behavioural Biases\n I. Defining Investor \'Vulnerability\'\n II. A Behavioural Law and Economics Perspective\n III. The ‘Consumer Responsibility Principle’\n IV. Addressing Vulnerabilities and Biases\n 3. Applying Regulatory Reforms and Redress Avenues to the Case of Corporate Retail Investors\n I. The Regulatory Response to Retail Investor Protection Concerns\n II. The Limitations of the Redress Options Available to Corporate Retail Investors\n III. Concluding Remarks\nPART II: THE REGULATORY AND LEGAL INTERPRETATION OF ‘INFORMATION’ AND ‘INVESTMENT ADVICE’\n 4. Distinguishing between \'Information\' and \'Investment Advice\'\n I. \'Information\' v \'Investment Advice\' - A Regulatory Perspective\n II. Views from the Academic Universe and Consumer Bodies\n III. A Fair and Reasonable Perspective - The View of the Financial Ombudsman Service\n IV. The English Courts\' Interpretation of the Notions of \'Information\' and \'Advice\'\n V. Concluding Remarks\n 5. Championing the Written Contract as the Decisive Tool for Managing Expectations: A Focus on the Mis-selling of IRHPs to Corporate Retail Investors\n I. The Irrelevance of Investor Protection Objectives in Private Law\n II. Invoking the Doctrine of \'Contractual Estoppel\'\n III. The Relevance of Alternative Doctrines\n IV. Concluding Remarks\nPART III: CONCLUDING REMARKS AND RECOMMENDATIONS\n 6. Exploring the Co-extensive Relationship between Private Law and Regulation\n I. A Conceptual Approach to Co-extensiveness\n II. English Courts\' Approach to Co-extensiveness\n III. Concluding Remarks\n 7. Regulating to Prevent Mis-selling: Proposals for Reform\n I. The Case for \'Libertarian Paternalism\'\n II. Recommendations\n III. A Side-note on Unregulated Complex Products\n IV. Concluding Remarks\nBibliography\nIndex