دانلود کتاب Series 7exam: 1001 Practice Questions For Dummies

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Title Page
Copyright Page
Table of Contents
Introduction
What You’ll Find
Beyond the Book
Where to Go for Additional Help
Part 1 Practicing the Questions
Chapter 1 Underwriting Securities
The Problems You’ll Work On
What to Watch Out For
1–22 Bringing New Issues to Market
23–47 Agreement Among Underwriters
48–64 Reviewing Exemptions
Chapter 2 Equity Securities
The Problems You’ll Work On
What to Watch Out For
65–87 Common Stock
88–103 Preferred Stock
104–118 ADRs, Rights, and Warrants
Chapter 3 Corporate and U.S. Government Debt Securities
The Problems You’ll Work On
What to Watch Out For
119–138 Bond Terms, Types, and Traits
139–156 Price and Yield Calculations
157–176 Comparing Bonds
177–200 U.S.  Government Securities
201–206 Money Market Instruments
207–208 Structured Products
Chapter 4 Municipal Bonds
The Problems You’ll Work On
What to Watch Out For
209–227 General Obligation Bonds
228–244 Revenue Bonds
245–260 The Primary Market
261–284 Other Types of Municipal Bonds
285–296 Municipal Notes
297–300 Municipal Fund Securities
301–313 Taxes on Municipal Bonds
314–331 Municipal Bond Rules
332–352 Gathering Municipal Bond Info
Chapter 5 Margin Accounts
The Problems You’ll Work On
What to Watch Out For
353–359 Margin Paperwork
360–362 FRB Rules Relating to Margin Accounts
363–368 Initial Margin Requirements
369–370 Calculating Debt and Equity in Long Margin Accounts
371–374 Calculating Debt and Equity in Short Margin Accounts
375–381 Excess Equity
382–392 Restricted Accounts and Minimum Maintenance
Chapter 6 Packaged Securities
The Problems You’ll Work On
What to Watch Out For
393–427 Management Investment Companies
428–432 Face-Amount Certificate Companies, UITs, and ETFs
433–437 Real Estate Investment Trusts
438–449 Fixed and Variable Annuities
450–453 Variable Life and Variable Universal Life Insurance
454–456 Investment Company Rules
Chapter 7 Direct Participation Programs
The Problems You’ll Work On
What to Watch Out For
457–465 DPPs, General Partners, and Limited Partners
466–471 Partnership Paperwork
472–473 Types of DPP Offerings
474–476 Passive Income and Losses
477–496 Evaluating Direct Participation Programs
Chapter 8 Options
The Problems You’ll Work On
What to Watch Out For
497–509 Option Basics
510–529 Option Basics
530–571 Straddles, Combinations, and Spreads
572–604 Stock and Options
605–615 Non-equity Options
616–636 Registered Options Principal (ROP), the OCC, the ODD, and the OAA
637–640 Additional Option Rules
Chapter 9 Portfolio and Securities Analysis
The Problems You’ll Work On
What to Watch Out For
641–673 Portfolio Analysis
674–705 Fundamental Analysis
706–720 Technical Analysis
Chapter 10 Orders and Trades
The Problems You’ll Work On
What to Watch Out For
721–726 Primary and Secondary Markets
727–736 Exchanges and the OTC Market
737–741 Broker-Dealer
742–771 Order Types and Features
772–792 Designated Market Maker
Chapter 11 Taxes and Retirement Plans
The Problems You’ll Work On
What to Watch Out For
793–830 Taxes on Investments
831–836 Gift and Estate Tax Rules
837–864 Retirement Plans
Chapter 12 Rules and Regulations
The Problems You’ll Work On
What to Watch Out For
865–870 Securities Regulatory Organizations
871–919 Opening Accounts
920–973 Trading by the Book Once the Account Is Open
974–1001 Other Important Rules
Part 2 Checking Your Answers
Chapter 13 Answers and Explanations
Chapter 1 Answers
Chapter 2 Answers
Chapter 3 Answers
Chapter 4 Answers
Chapter 5 Answers
Chapter 6 Answers
Chapter 7 Answers
Chapter 8 Answers
Chapter 9 Answers
Chapter 10 Answers
Chapter 11 Answers
Chapter 12 Answers
Index
EULA