دانلود کتاب Wiley Series 65 Exam Review 2016 + Test Bank: the Uniform Investment Advisor Law Examination

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Wiley FINRA Series
Title Page
Copyright
About the Series 65 Exam
Taking the Series 65 Exam
How to Prepare for the Series 65 Exam?
Why Do I Need to Take the Series 65 Exam?
What Score Is Needed to Pass the Exam?
Are There Any Prerequisites for the Series 65 Exam?
How Do I Schedule an Exam?
What Must I Take to the Exam Center?
How Soon Will I Receive the Results of the Exam?
About This Book
About the Test Bank
About The Securities Institute of America
Chapter 1: Equity Securities
What Is a Security?
Equity = Stock
Common Stock
Corporate Time Line
Values of Common Stock. Book ValuePar Value
Rights of Common Stockholders
Preemptive Rights
Characteristics of a Rights Offering
Determining the Value of a Right Cum Rights
Determining the Value of a Right Ex Rights
Voting
Limited Liability
Freely Transferable
The Transfer Agent
The Registrar
CUSIP Numbers
Inspection of Books and Records
Residual Claim to Assets
Why Do People Buy Common Stock?
Income
What Are the Risks of Owning Common Stock?
How Does Someone Become a Stockholder?
Preferred Stock
Features of All Preferred Stock
Types of Preferred Stock
Callable Preferred
Types of Dividends. Dividend DistributionTaxation of Dividends
Selling Dividends
Dividend Disbursement Process
Warrants
How Do People Get Warrants?
American DepositAry Receipts (ADRs)/American DepositAry Shares (ADSs)
Currency Risks
Functions of the Custodian Bank Issuing ADRs
Real Estate Investment Trusts/REITs
Direct Participation Programs and Limited Partnerships
Limited Partnerships
Tax Reporting for Direct Participation Programs
Limited Partnership Analysis
Tax Deductions vs. Tax Credits
Other Tax Considerations
Dissolving a Partnership
Pretest. Chapter 2: Corporate and Municipal Debt SecuritiesCorporate Bonds
Types of Bond Issuance
Bond Pricing
Par Value
Discount
Premium
Corporate Bond Pricing
Bond Yields
Yield to Maturity: Premium Bond
Yield to Maturity: Discount Bond
Calculating the Yield to Maturity
Calculating the Yield to Call
Realized Compound Yield Returns
Yield Spreads
The Real Interest Rate
Bond Maturities
Series Issue
Types of Corporate Bonds
Guaranteed Bonds
Convertible Bonds
Converting Bonds into Common Stock
Parity Price
Advantages of Issuing Convertible Bonds. Disadvantages of Issuing Convertible BondsConvertible Bonds and Stock Splits
The Trust Indenture Act of 1939
Bond Indenture
Ratings Considerations
Exchange Traded Notes (ETNs)
Euro and Yankee Bonds
Variable Rate Securities
Retiring Corporate Bonds
Municipal Bonds
Types of Municipal Bonds
Taxation of Municipal Bonds
Tax-Equivalent Yield
Purchasing a Municipal Bond Issued in the State in Which the Investor Resides
Triple Tax Free
Original Issue Discount (OID) and Secondary Market Discounts
Amortization of a Municipal Bond\'s Premium
Bond Swaps
Analyzing Municipal Bonds.